The Most Common File Weaknesses arising on File Reviews and Monitoring Visits
Category: Audit | Duration: 1hr | Tag: VODIRE2227 | Type: Video | Speaker: Colm Owens | Date: 12/05/2022 11:30
Audit firms will be subject to a monitoring visit at some stage. Knowing in advance what are the common issues in file will help those firms keep up to date.
Obtain an understanding of the most common file weaknesses arising on file reviews and monitoring visits. This will help to prepare for a monitoring visit and to ensure that their firms remain compliant with the various institute requirements.
Colm Owens