Common Issues Arising from Monitoring Visits: Audit and AML 2022
Category: Audit | Duration: 2hr | Tag: VODIRETEMI224 | Type: Video | Speaker: Colm Owens, Lindsay Webber | Date: 28/11/2022 15:40
In this session, Colm Owens and Lindsay Webber discuss the issues they have seen arising from monitoring visits over the past year. They also consider the issues reported by the FRC, IAASA and institutes as well as the common issues they see in helping clients prepare for monitoring visits and responding to the same.
The session provides auditors with a good insight into some of the more common errors and issues and help them deal with these as they go forward into 2023.
The following topics are covered:
• An overview of the monitoring process
• Preparing for your monitoring visit
• Post your monitoring visit
• AML matters
Colm Owens
Lindsay Webber