AML - Customer Due Diligence and Ongoing Monitoring
Category: Law & Regulation and Compliance | Date: 08/05/2024 12:00 | Duration: 1hr | Tag: IATSIE24D2S3 | Type: Webinar | Speaker: Elaine Jackson
In this session Elaine Jackson will be focusing on Customer Due Diligence Procedures and Ongoing Monitoring.
This session is aimed at all Accountants, Auditors, Tax Advisers, Solicitors, Financial Controllers and Company Directors.
Elaine will focus on the following areas during the session:
The Procedures to be undertaken when carrying out;
AND
The MLRO’s role and responsibility in ensuring that the correct procedures are being applied and followed with particular focus on evidencing the procedures carried out.
By attending this session, you will learn when simplified/Normal/Enhanced Customer Due Diligence is required and what is necessary to demonstrate on-going monitoring of the client.
Course level: Need to know
Elaine Jackson