Customer Due Diligence Procedures and the Role of the MLRO (Sep 23)
Category: Law & Regulation and Compliance | Duration: 1hr | Tag: VODSEFEIE23D2S2 | Type: Video | Course Level: Need to Know | Speaker: Elaine Jackson | Date: 06/09/2023 11:00
Course Details
Elaine focuses on the following areas during the session:
The Procedures to be undertaken when carrying out;
- Simplified Customer Due Diligence
- Normal Customer Due Diligence
- Enhanced Customer Due Diligence
The MLRO’s role and responsibility in ensuring that the correct procedures are being applied and followed
CPD Course Speaker
OmniPro
Elaine Jackson
As a member of our Practice Support team, Elaine’s focus is on providing firm’s with assistance and training in the following areas; Anti-Money Laundering, Audit Testing and Walk Through Procedures, Audit Planning and Efficiency, OmniPro Audit Working Paper Demos, Preparing for Monitoring Visits and Post Monitoring Visit follow-ups.
Elaine has over 15 years Accountancy Practice experience which has provided her with a wealth of knowledge across all industries and sectors. Elaine is an AITI Chartered Tax Advisor, a Certified Public Accountant and holds a Diploma in Corporate Finance.
In her previous roles, Elaine has experienced a number of ACA and ACCA monitoring reviews. This experience has provided Elaine with a great understanding and appreciation for the challenges facing Accountants in practice today.
Elaine has over 15 years Accountancy Practice experience which has provided her with a wealth of knowledge across all industries and sectors. Elaine is an AITI Chartered Tax Advisor, a Certified Public Accountant and holds a Diploma in Corporate Finance.
In her previous roles, Elaine has experienced a number of ACA and ACCA monitoring reviews. This experience has provided Elaine with a great understanding and appreciation for the challenges facing Accountants in practice today.